u.s. securities and exchange commission - Search News

Musk, Twitter and SEC

Hosted on MSN · 3h

US SEC sues Elon Musk over late disclosure of Twitter stake

Elon Musk was sued on Tuesday by the U.S. Securities and Exchange Commission, which accused the world's richest person of waiting too long to disclose in 2022 he had amassed a large stake in Twitter,

SEC sues Elon Musk for allegedly failing to properly disclose his Twitter ownership stake

The US Securities and Exchange Commission sued Elon Musk on Tuesday for failing to properly disclose his ownership of X, then known as Twitter, which allowed him to buy shares of the platform at “artificially low prices.

UPI News on MSN · 7h

SEC sues Elon Musk for alleged failure to file timely disclosure of Twitter share purchases

The U.S. Securities and Exchange Commission is suing Elon Musk for allegedly failing to properly disclose his purchase of Twitter shares before buying the company, currently known as X.

Robinhood, SEC

USA Today · 18h

Robinhood to pay $45 million to settle SEC charges over recordkeeping, other violations

Online trading firm Robinhood has agreed to pay $45 million to settle SEC charges over record keeping, trade reporting and other rule violations.

Bloomberg L.P. · 1d

Robinhood to Pay $45 Million to Settle SEC Claims

Two units of Robinhood Markets Inc. agreed to pay $45 million in civil penalties to settle a range of US Securities and Exchange Commission allegations, the regulator said Monday.

Compliance Week · 17h

Robinhood to pay $45M fine to settle securities law violations by broker-dealers

Robinhood, a disruptive force in the market for Main Street investors but also a serial offender of securities laws, will pay a total of $45 million to settle numerous violations of SEC rules and regulations by two of its broker-dealers.

17hon MSN

Court tells SEC to lay out why it has declined Coinbase’s request for crypto regulations

A federal appeals court says the U.S. Securities and Exchange Commission needs to better explain why it turned down a request ...

U.S. Judges Demand SEC 'Explain Itself' for Rebuffing Requests for Crypto Rules

In another 11th-hour court loss for Chair Gary Gensler's tenure, judges in a Coinbase case again call the SEC's crypto ...

1d

BMO unit to pay $40.7 million in US SEC settlement over misleading bond sales

A unit of Bank of Montreal agreed to pay $40.7 million to settle U.S. Securities and Exchange Commission charges that it ...

XRP Lawsuit: Ripple and US SEC File Stipulation, Appeals Opening Brief Looms

Attorney James K. Filan confirmed that both Ripple and US SEC have agreed to file a deferred appendix for cross-appeals in ...

Binance.US Chief: The SEC Called Us a Cauldron of Fraud, Without Any Evidence

Gary Gensler’s Securities and Exchange Commission (SEC) branded Binance.US “a cauldron of fraud,” and used its power and ...

4don MSN

Former WWE CEO Vince McMahon, Securities and Exchange Commission reach settlement after lengthy probe

The Securities and Exchange Commission said it reached a settlement agreement with WWE co-founder Vince McMahon, which ...

Breaking: US SEC Delays Decision on Bitwise 10 Crypto Index Fund

The decision on the Bitwise 10 Crypto Index Fund with XRP and Cardano as components has been postponed by the US SEC ...

Some results have been hidden because they may be inaccessible to you

Show inaccessible results