The deal to acquire Zimmerman Investment Management & Planning is Georgia-based Merit’s third deal in recent weeks.

Captrust Financial Advisors, the Raleigh, N.C.-headquartered registered investment advisor that recently surpassed $1 ...

A survey of DC recordkeepers found a large majority expect to see more financial advisors selling 401(k) plans with less than ...

Vested advisor owners were able to realize up to 40% of their equity holdings, Snowden Lane said. The firm also said it ...

Adrienne Penta started work at the Boston-based SCS this week after spending 15 years at Brown Brothers Harriman.

The investigation, which spanned four years and involved 14 state regulators, revolved around how the firm supervised the ...

Security is becoming a central consideration in structuring everything from family offices to succession plans.

Mark Sullivan manages $800 million in client assets and is joining Procyon, while St. Petersburg, Fla.-based advisor Mary ...

Oklahoma-based financial advisors John “David” Veitch and his son Drew are joining Raymond James’ employee advisor channel, ...

Cardinal Investment Advisors, an institutional consulting firm, will expand upon Mariner Institutional, a new division seeded ...

An analysis of defined benefit plans over 25 years finds REITs trailed only private equity for average annual net returns.

The Social Security Fairness Act will boost Social Security payments to more than 2.5 million retirees — some by as much as ...