Similarly, investors act as principals when selecting investment fund managers as ... to monitor the client's account or update their recommendations. The fiduciary standard, meanwhile, requires ...

The new buzzword within the financial industry is “fiduciary,” but what does it ... it is not uncommon for me to offer a managed account for a fee to one client, an insurance product for ...

A Guide to Understanding and Index Mutual Funds: Profiting From an Investment Revolution (foreword by John C. Bogle). Simon is the recipient of the 2012 Tamar Frankel Fiduciary of the Year Award.

On January 14, 2025, the DOL issued Field Assistance Bulletin (FAB) 2025-01, providing sponsors and administrators of ongoing defined ...

What it means to be a fiduciary advisor has a long and convoluted history. In fact, the original "fiduciary rule" was introduced by the U.S. Department of Labor around the same time consumers ...

The Eleventh Circuit Court of Appeals recently held that a life insurance company did not breach its fiduciary duties by retaining the benefits ...