Raymond James is facing a lawsuit from dozens of investors accusing the firm of failing to warn them and regulators about one of its former financial advisors in Jacksonville, Florida.

The percentage of investors mixing DIY and professional advice has risen by about 10% over the past five years, the survey found, while those who are strictly DIY with zero outside help is off 8% over ...

LPL Financial and one of its newest financial advisors are facing a lawsuit alleging misappropriation and misuse of confidential information. La Jolla, California–based Canter Strategic Wealth ...

Financial Advisor IQ today is looking back at the headlines that grabbed the most attention in 2024. This issue is a collection of the biggest news stories as measured by clicks and reader engagement ...

Friday may not be the end of the bleeding for JPMorgan: Cultural mismatches and a looming deadline for domiciling First Republic clients could prompt more exits in the coming weeks, sources familiar ...