Journal Reports: Funds & ETFs; The Fiduciary Rule Is Dead. What’s an Investor to Do Now? With regulations in flux, it’s a confusing time for those who work with investment professionals.

Exchange-traded funds and actively managed mutual funds are competing to see which can gain the most business as the result of the recently passed fiduciary rule. The U.S. Labor Department rule ...

Ensure that ERISA bonds have been obtained: ERISA requires, with certain exceptions, that every fiduciary and every person who “handles” funds or property of a plan be bonded.

By Greg Ryan – Senior Reporter, Boston Business Journal. Sep 29, 2017 ... the public charity established by the firm to handle the funds. Fiduciary Trust focuses on wealthy clients.

A true fiduciary could charge assets under management (AUM) fees and use mutual funds that don’t charge a commission, but they can’t sell a mutual fund as a product, says certified financial ...

Do the mutual funds in your 401(k) plan pass the close examination of a fiduciary — ...

GASB proposed new accounting and financial reporting guidance Tuesday related to fiduciary activities, certain asset retirement obligations, and pension issues. The proposals were contained in three ...

Real estate fund Portfolio3 has filed suit against a Philadelphia-based title insurance company, alleging defendants inexplicably converted a loan of $58 million USD into euros without their consent.

In their Employment Law column, Weil, Gotshal & Manges partners Jeffrey S. Klein and Nicholas J. Pappas review a recent Seventh Circuit holding that neither the decision to offer retail mutual ...

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