The advisor “failed to disclose multiple conflicts of interest and misappropriated client assets," the SEC said.

"We request SEC and DoL take decisive action to uphold fiduciary duty laws," 22 state financial officers demanded in a letter to acting heads of both agencies.

For the second year, half of Supreme Court cases involve the federal government as respondents or petitioners, a novel trend ...

The auctions were the result of a civil lawsuit against Larmore and Arciterra filed by the Securities and Exchange Commission ...

Under the nonbinding proposal, Bain Capital Private Equity would acquire the remaining shares of Surgery Partners it does not ...

HomeTrust Bancshares, Inc. (NASDAQ: HTBI) (“Company”), the holding company of HomeTrust Bank (“HomeTrust”), and Apex Bank (“Apex”) today announced that HomeTrust and Apex have entered into a ...

The U.S. Senate has officially confirmed Scott Bessent as the 79th Treasury Secretary, marking a significant shift in the ...

Justice officials have not said if they will change position on cases that have been argued but not decided, including one on gender-affirming care.

Eagle Capital Management LLC lifted its position in Alphabet Inc. (NASDAQ:GOOGL – Free Report) by 0.7% in the fourth quarter, ...

SCOTTSDALE, Ariz., Jan. 29, 2025 (GLOBE NEWSWIRE) -- Meritage Homes Corporation (NYSE: MTH), a leading U.S. homebuilder, today announced fourth quarter and full year results for the periods ended ...

The SEC has revoked the investment adviser registration for Retirement Specialty Group (RSG) and its owner, claiming that the firm issued fraudulent securities to retirement investors using the ...

Caroline Pham, acting chair of the CFTC, has announced plans to initiate public engagement in a bid to reshape policies on ...